We can work with you regardless of the State you reside in. The clients we serve reside across the country. If we aren't already operating in your State, we simply add a State license when the situation arises.
In most cases, your money can remain with the firm where it is currently held.
Among the common investments we advise for our clients are individual securities (stocks/bonds), mutual funds, ETF's, Buffered ETF's, a variety of alternative investments, Certificates of Deposit (CDs), Life Insurance, annuities, and more.
The level of exposure to risk assets is a driving factor on investment performance. We assist clients on how to evaluate the appropriate risk, and develop a personalized strategy associated with each account we oversee for them.
We schedule Quarterly reviews with you, unless you prefer more frequent or less frequent contact. We often conduct reviews using our secure video conferencing capability, which allows us to share our screen content for a more personalized and educational time together.
Yes, our phone system has a "follow-me" feature that allows clients to contact us outside of normal business hours in case of an urgent need or emergency.
There is no cost for our initial consultations or any conversations we have. Advisor Fees are based on the household complexity, portfolio construction, and the total amount invested. These fees typically range from 0.75% to 1.25% on an annual basis. We are very transparent with our fees, and will provide you with a specific fee rate for your household following our strategy discussion with you.
It is our job to meet you where you are in your financial journey. We love teaching inquiring clients, especially in such important areas as their wealth. We feel it is our responsibility as Financial Advisors to first understand you and your needs, identify the appropriate strategies to achieve your objective, and help you understand why the selected approach was chosen for you.
Every dollar matters when considering its growth potential over time. For this reason, we have no investment minimum. We invite you to consider scheduling a "Clarity Call" so we can learn more about you, while you learn more about us. We want to be certain working together is mutually beneficial.
Every legitimate financial services practice consists of 3 essential and independent components:
- the financial services firm itself,
- the Custodian who holds your assets,
- and the Broker-Dealer & RIA in charge of compliance & oversight.
These 3 components function in unison with one another, but each operates under its own unique name. Click the link below for a more detailed explanation on the structure of an Independent Financial Advisory business. The illustration that launches details how these 3 components work together to serve you at the highest level and provide you, and us, with the most options and flexibility.
